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Quantum Field Theory and Topological Phases via Homotopy Theory and Operator Algebras

Workshop on Quantum Field Theory and Topological Phases via Homotopy Theory and Operator Algebras
Dates: June 30 – July 11, 2025
Location: CMSA, 20 Garden Street, Cambridge MA and Max Planck Institute for Mathematics, Bonn, Germany
This event is a twinned workshop at the CMSA (Harvard) and the Max Planck Institute for Mathematics (Bonn). Lectures will alternate between the two sites, watched simultaneously on both sides, and there will be opportunities for dialogue between the locations. The first week will contain four pedagogical lecture series; lecturers and locations are
Michael Hopkins, Harvard (CMSA)
Alexei Kitaev, Caltech (CMSA)
Pieter Naaijkens, Cardiff (MPIM)
Bruno Nachtergaele, UC Davis (MPIM)
The second week will consist of research talks.
Participants are strongly encouraged to attend at the location that minimizes travel and hence the ecological impact of the conference.
The application deadline was March 16, 2025.
MPIM-Bonn location: https://www.mpim-bonn.mpg.de/qft25
Quantum Field Theory (QFT) and Quantum Statistical Mechanics are central to high energy physics and condensed matter physics; they also raise deep questions in mathematics. The application of operator algebras to these areas of physics is well-known. Recent developments indicate that to understand some aspects QFT properly a further ingredient is needed: homotopy theory and infinity-categories. One such development is the recognition that symmetry in a QFT is better described by a homotopy type rather than a group (so-called generalized symmetries). Another one is the work of Lurie and others on extended Topological Field Theory (TFT) and the Baez-Dolan cobordism hypothesis. Finally, there is a conjecture of Kitaev that invertible phases of matter are classified by homotopy groups of an Omega-spectrum. This workshop will bring together researchers and students approaching this physics using different mathematical techniques: operator algebras, homotopy theory, higher category theory, etc. The goal is to catalyze new interactions between different communities. At the workshop recent developments will be reviewed and hopefully progress can be made on two outstanding problems: the Kitaev conjecture as well as the long-standing goal of finding a proper mathematical formulation for QFT.
Organizers:
- Dan Freed, Harvard University CMSA & Math
- Dennis Gaitsgory, MPIM Bonn
- Owen Gwilliam, UMass Amherst
- Anton Kapustin, Caltech
- Catherine Meusburger, University of Erlangen-Nürnberg
Talks are recorded and available on the CMSA Youtube Playlist.
BACKGROUND READING
Participants are encouraged to have some basic familiarity with the definition of a C*-algebra and quantum spin system. Some knowledge of quantum channels (completely positive trace-preserving maps) and quantum circuits will be useful. Some knowledge of Clifford algebras will also be helpful.
Possible references include:
1) arXiv:1311.2717 (Sections 2.1, 2.2, 2.4, and 2.5 up to Theorem 2.5.3)
2) Lectures by Daniel Spiegel on “C*-Algebraic Foundations of Quantum Spin Systems”, at the Summer School on C*-Algebraic Quantum Mechanics and Topological Phases of Matter, University of Colorado Boulder, July 29 to August 2, 2024.
(lecture notes and video recordings: https://sites.google.com/colorado.edu/caqm).
3) https://nextcloud.tfk.ph.tum.de/etn/wp-content/uploads/2022/09/JvN_lecture_notes_S2016_abcde-1.pdf
4) https://en.wikipedia.org/wiki/
5) Karoubi, K-theory, section III.3
6.) Alexei Kitaev: A norm bound for 1D local matrices (pdf)
Schedule
Times are Eastern Time
Workshop on Quantum Field Theory and Topological Phases via Homotopy Theory and Operator Algebras
June 30 – July 11, 2025
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Monday, June 30 |
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8:00–9:00 am |
MPIM |
Bruno Nachtergaele, UC Davis Title: Ground states of quantum lattice systems: Quantum Lattice Systems: observables, dynamics, ground states, GNS representation, ground state gap, examples |
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9:00–9:30 am |
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Breakfast break |
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9:30–10:30 am |
CMSA |
Michael Hopkins, Harvard Title: Lattice models and topological quantum field theories I Abstract: This series will cover the relationship between gapped Hamiltonian lattice models and topological quantum field theories, with an emphasis on a conjecture of Kitaev. |
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10:30–10:45 am |
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break |
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10:45–11:45 am |
MPIM |
Pieter Naajkens, Cardiff Title: Introduction to superselection sector theory: Motivation and introduction of basic setting Abstract: (week 1 lectures) In this series of lectures, I will give an introduction to the operator-algebraic (Doplicher-Haag-Roberts) approach to study the superselection sectors of a (2D) gapped quantum spin system. The sectors have a rich mathematical structure of a braided monoidal category. This category describes all the algebraic properties of the ‘anyons’ or ‘charges’ such quantum spin systems can have. The aim of these lectures is to build up this theory from first principles, using simple examples of topologically ordered models to illustrate the main ideas. If time permits, I will elaborate on how this fits into the larger programme of the classification of gapped phases of matter, and long-range entangled states in particular. No prior knowledge of operator algebras or tensor categories is assumed. |
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11:45 am –12:00 pm |
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break |
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12:00–1:00 pm |
CMSA |
Alexei Kitaev, Caltech Title: Local definitions of gapped Hamiltonians and topological and invertible states I |
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Tuesday, July 1 |
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8:00–9:00 am |
MPIM |
Bruno Nachtergaele, UC Davis Title: Ground states of quantum lattice systems: Quasilocality: almost local observables and interactions, Lieb-Robinson bounds, quasi-adiabatic evolution, stability I |
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9:00–9:30 am |
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Breakfast break |
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9:30–10:30 am |
CMSA |
Michael Hopkins, Harvard Title: Lattice models and topological quantum field theories II |
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10:30–10:45 am |
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break |
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10:45–11:45 am |
MPIM |
Pieter Naajkens, Cardiff Title: Introduction to superselection sector theory: Building the braided (fusion) category of superselection sectors I |
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11:45 am –12:00 pm |
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break |
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12:00–1:00 pm |
CMSA |
Alexei Kitaev, Caltech Title: Local definitions of gapped Hamiltonians and topological and invertible states II |
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Wednesday, July 2 |
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8:00–9:00 am |
MPIM |
Bruno Nachtergaele, UC Davis Title: Ground states of quantum lattice systems: Quantum Entanglement in many-body systems: short-range entangled states, topological entanglement, stability II |
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9:00–9:30 am |
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Breakfast break |
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9:30–10:30 am |
CMSA |
Michael Hopkins, Harvard Title: Lattice models and topological quantum field theories III |
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10:30–10:45 am |
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break |
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10:45–11:45 am |
MPIM |
Pieter Naajkens, Cardiff Title: Introduction to superselection sector theory: Building the braided (fusion) category of superselection sectors II |
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11:45 am –12:00 pm |
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break |
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12:00–1:00 pm |
CMSA |
Alexei Kitaev, Caltech Title: Local definitions of gapped Hamiltonians and topological and invertible states III |
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Thursday, July 3 |
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8:00–9:00 am |
MPIM |
Bruno Nachtergaele, UC Davis Title: Ground states of quantum lattice systems: Quantum Phase Diagrams: order parameters, topological invariants, examples |
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9:00–9:30 am |
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Breakfast break |
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9:30–10:30 am |
CMSA |
Michael Hopkins, Harvard Title: Lattice models and topological quantum field theories IV |
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10:30–10:45 am |
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break |
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10:45–11:45 am |
MPIM |
Pieter Naajkens, Cardiff Title: Introduction to superselection sector theory: Classification of phases and long-range entanglement |
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11:45 am –12:00 pm |
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break |
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12:00–1:00 pm |
CMSA |
Alexei Kitaev, Caltech Title: Local definitions of gapped Hamiltonians and topological and invertible states IV |
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No talks Friday July 4 |
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Monday July 7 |
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8:00–9:00 am |
MPIM |
Jackson van Dyke, TU Munich Title: Moduli spaces of projective 3d TQFTs Abstract: A gapped quantum system is well-approximated at low energy by a projective topological field theory. Therefore questions concerning the classification, symmetries, and anomalies of gapped quantum systems can be reinterpreted via the homotopy theory of the moduli space of such theories. I will describe a moduli space of 3-dimensional TQFTs, and the sense in which its homotopy theory informs us about the low energy behavior of gapped systems in 2+1 dimensions. This moduli space depends on the fixed target category: Explicitly, it is built from the classifying spaces of higher groups of automorphisms of ribbon categories. The emphasis will be on target categories which have convenient algebraic features, yet are analytically robust enough to allow for boundary/relative theories defined in terms of unitary representations on topological vector spaces. |
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9:00–9:30 am |
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Breakfast break |
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9:30–10:30 am |
CMSA |
Constantin Teleman, UC Berkeley Title: Quantizing homotopy types Abstract: Kontsevich (90’s) proposed a topological quantization of (sigma-models into) finite homotopy types to top dimensions (d, d+1). Its enhancement to a `fully extended’ TQFT was described later (Freed, Hopkins, Lurie and the speaker) in the target category of iterated algebras. Independently, Chas and Sullivan constructed a (partially defined) 2-dimensional TQFT (d=1) with target compact oriented manifolds. |
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10:30–10:45 am |
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break |
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10:45–11:45 am |
MPIM |
Matthias Ludewig, University of Greifswald Title: Generalized Kitaev Pairings and Higher Berry curvature in coarse geometry Abstract: In Appendix C of his “Anyons” paper, Kitaev introduced the notion of a “generalized Chern number” for a 2-dimensional system by diving the system in three ordered parts and measuring a signed rotational flux. This construction has since been used by several authors to measure topological non-triviality of a physical system. In recent work with Guo Chuan Thiang, we observe that the recipe provided by Kitaev can be interpreted in coarse geometry as the pairing of a K-theory class with a coarse cohomology class. A corresponding index theorem then provides a proof that the set of values of this “Kitaev pairing” is always quantized, as already argued by Kitaev. In our work, we generalize Kitaev’s definition and the corresponding quantization result to arbitrary dimensions. By replacing a single Hamiltonian with a whole family of Hamiltonians (parametrized by a space X), we recover and extend the construction of “Higher Berry curvatures” by Kapustin and Spodyneiko. Given a coarse cohomology class, we obtain a characteristic class on the parameter space X, which is integral whenever integrated against a cycle in X that lies in the image of the homological Chern character (so, in particular, spheres in X). |
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11:45 am –12:00 pm |
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break |
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12:00–1:00 pm |
CMSA |
Theo Johnson-Freyd, Perimeter Institute Title: Some thoughts about the Kapustin–Kitaev cobordism conjecture Abstract: In 2013, Kitaev explained that, under some reasonable locality hypotheses, gapped invertible phases of bosonic lattice models in different dimensions are naturally organized into an \Omega-spectrum. The following year, Kapustin conjectured that this spectrum is dual to a Thom spectrum, specifically (smooth) oriented bordism MSO, and that for fermionic lattice models one sees instead the dual to spin bordism. In 2016, Freed and Hopkins proved Kapustin’s conjecture for invertible phases of continuous unitary QFTs valued in an at-the-time conjectural universal target category. Freed and Hopkins put bordism categories into the statement of the problem, by working from the beginning with continuous QFTs. Kapustin’s conjecture for lattice models remains open. |
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Tuesday, July 8 |
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8:00–9:00 am |
MPIM |
David Reutter, University of Hamburg Title: On the categorical spectrum of topological quantum field theories Abstract: As originally suggested by Kitaev, invertible topological quantum field theories of varying dimensions should assemble into a spectrum/generalized homology theory. A candidate for such a spectrum of invertible TQFTs was proposed by Freed and Hopkins, with the defining property that (isomorphism classes of) n-dimensional invertible TQFTs are completely determined by their partition functions on closed n-manifolds. More generally, not-necessarily-invertible TQFTs should assemble into a ‘categorical spectrum’, an analogue of a spectrum with non-invertible cells at each level. In this talk, I will explain that there exists a unique such categorical spectrum satisfying a list of reasonable assumptions on the collection of (compact/very finite & discrete) TQFTs; one of these assumptions being that its invertibles agree with Freed and Hopkins’ suggestion. I will explain these assumptions, sketch how this categorical spectrum looks like in low-dimensions, outline its construction, and how it may be used to learn about gapped boundaries of anomaly theories in high dimensions. This is based on work in progress with Theo Johnson-Freyd. |
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9:00–9:30 am |
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Breakfast break |
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9:30–10:30 am |
CMSA |
Agnes Beaudry, UC Boulder Title: An algebraic theory of planon-only fracton orders Abstract: In this talk, I will describe an algebraic theory for planon-only abelian fracton orders. These are three-dimensional gapped phases with the property that fractional excitations are abelian particles restricted to move in parallel planes. The fusion and statistics data can be identified with a finitely generated module over a Laurent polynomial ring together with a U(1)-valued quadratic form. These systems thus lend themselves to an elegant algebraic theory which we expect will lead to easily computable phase invariants and a classification. As a starting point, we establish a necessary condition for physical realizability, the excitation-detector principle, which I will explain. We conjecture that this criterion is also sufficient for realizability. I will also discuss preliminary classification results. |
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10:30–10:45 am |
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break |
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10:45–11:45 am |
MPIM |
João Faria Martins, University of Leeds Title: A categorification of Quinn’s finite total homotopy TQFT with application to TQFTs and once-extended TQFTs derived from discrete higher gauge theory Abstract: Quinn’s Finite Total Homotopy TQFT is a topological quantum field theory defined for any dimension n of space, depending on the choice of a homotopy finite space B. For instance, B can be the classifying space of a finite group or a finite 2-group. |
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11:45 am –12:00 pm |
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break |
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12:00–1:00 pm |
CMSA |
Emil Prodan, Yeshiva University Title: Mapping the landscape of frustration-free models Abstract: Frustration-free models are of great interest because they are amenable to specialized techniques and their understanding is more complete among the general quantum spin models. In this talk, I will establish an almost bijective relation between frustration-free families of projections and a subclass of hereditary subalgebras defined by an intrinsic property. This relation sets further synergies between frustration-free models and open projections in double duals, and subsets of pure states spaces. These connections enable a better understanding of the class of frustration-free models. For example, the open projections in the double dual derived from frustration-free models is dense in the norm-topology in the space of generic open projections, thus assuring us that, for many purposes, we can choose to work with frustration-free models without losing generality. Furthermore, the Cuntz semigroup, originally designed to classify the positive elements of C*-algebra, has been proven to also classify the open projections. Given the mentioned connections, we now have a new device to investigate the ground states of quantum spin models. |
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Wednesday, July 9 |
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8:00–9:00 am |
MPIM |
Alexander Schenkel, University of Nottingham Title: C*-categorical prefactorization algebras for superselection sectors and topological order Abstract: I will present a geometric framework to encode the algebraic structures on the category of superselection sectors of an algebraic quantum field theory on the n-dimensional lattice Z^n. I will show that, under certain assumptions which are implied by Haag duality, the monoidal C*-categories of localized superselection sectors carry the structure of a locally constant prefactorization algebra over the category of cone-shaped subsets of Z^n. Employing techniques from higher algebra, one extracts from this datum an underlying locally constant prefactorization algebra defined on open disks in the cylinder R^1 x S^{n-1}. While the sphere S^{n-1} arises geometrically as the angular coordinates of cones, the origin of the line R^1 is analytic and rooted in Haag duality. The usual braided (for n=2) or symmetric (for n>2) monoidal C*-categories of superselection sectors are recovered by removing a point of the sphere and using the equivalence between E_n-algebras and locally constant prefactorization algebras defined on open disks in R^n. The non-trivial homotopy groups of spheres induce additional algebraic structures on these E_n-monoidal C*-categories, which in the simplest case of Z^2 is given by a braided monoidal self-equivalence arising geometrically as a kind of ‘holonomy’ around the circle S^1. |
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9:00–9:30 am |
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Breakfast break |
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9:30–10:30 am |
CMSA |
Lukasz Fidkowski, University of Washington Title: Non-invertible bosonic chiral symmetry on the lattice Abstract: We construct a Hamiltonian lattice realization of the non-invertible chiral symmetry that mimics an axial rotation at a rational angle in a U(1) gauge theory with bosonic charged matter. We provide a heuristic argument that this setup allows a symmetric Hamiltonian which flows, at low energies, to a known field theory with this symmetry. |
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10:30–10:45 am |
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break |
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10:45–11:45 am |
MPIM |
Nils Carqueville, University of Vienna Title: Gauging categorical symmetries Abstract: Orbifold data are categorical symmetries that can be gauged in oriented defect topological quantum field theories. We review the general construction and apply it to 2-group symmetries of 3-dimensional TQFTs; upon further specialisation this leads to equivariantisation of G-crossed braided fusion categories. We also describe a proposal, via higher dagger categories, to gauging categorical symmetries in the context of other tangential structures. This is based on separate projects with Benjamin Haake and Tim Lüders. |
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11:45 am –12:00 pm |
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break |
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12:00–1:00 pm |
CMSA |
Nikita Sopenko, IAS Title: Reflection positivity and invertible phases of 2d quantum many-body systems Abstract: Reflection positivity is a property that is usually taken as an assumption in the classification of topological phases of matter via continuous quantum field theories. For general quantum many-body systems, this property does not hold. This raises the question of whether it somehow emerges in the effective theory from the microscopic description, thereby justifying the field-theoretic approach. |
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Thursday, July 10 |
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8:00–9:00 am |
MPIM |
Ilka Brunner, Ludwig-Maximilians University of Munich Title: Defects as functors between phases of Abelian gauged linear sigma models Abstract: Defects act naturally on boundary conditions, providing functors between D-brane categories. In the context of gauged linear sigma models, one can use defects to transport branes from one phase to another. In this talk, I will show how to construct such defects explicitly. |
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9:00–9:30 am |
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Breakfast break |
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9:30–10:30 am |
CMSA |
David Penneys, Ohio State Title: Holography for bulk-boundary local topological order Abstract: In previous joint work [arXiv:2307.12552] with C. Jones, Naaijkins and Wallick, we introduced local topological order (LTO) axioms for quantum spin systems which allowed us to define a physical boundary manifested by a net of boundary algebras in one dimension lower. This gives a formal setting for topological holography, where the braided tensor category of DHR bimodules of the physical boundary algebra captures the bulk topological order. |
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10:30–10:45 am |
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break |
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10:45–11:45 am |
MPIM |
Christoph Schweigert, University of Hamburg Title: Tensor network states: a topological field theory perspective. Abstract: Projected entangled pair states (PEPS) and matrix product operators (MPO) are standard tools in quantum information theory and quantum many-body physics. We explain how to understand them in terms of Turaev-Viro models on manifolds with boundary. We then sketch how a recently developed categorical Morita theory for spherical module categories can be used to find generalizations of the standard PEPS tensors. |
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11:45 am –12:00 pm |
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break |
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12:00–1:00 pm |
CMSA |
Greg Moore, Rutgers Title: p-form puzzles Abstract: It is commonly stated that level k BF theory for a p-form (and a form of complementary dimension) is equivalent to a homotopy sigma model with target space K(A,p) where A is a cyclic group of order k. Some aspects of this standard statement are puzzling me. I’ll explain what they are. (Perhaps someone in the audience can resolve my puzzles.) Then I’ll revisit the (again standard) electromagnetic duality of p-form electrodynamics. The conclusion will be that a slightly modified version of Ray-Singer torsion is the partition function of an invertible topological field theory. |
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Friday, July 11 To view the Bonn schedule, please visit the program page at: https://www.mpim-bonn.mpg.de/qft25 |
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8:00–9:00 am |
CMSA |
Markus Pflaum, UC Boulder Title: A tour d’horizon through homotopical aspects of C*-algebraic quantum spin systems Abstract: In the talk I report on joint work with Beaudry, Hermele, Moreno, Qi and Spiegel, where a homotopy theoretic framework for studying state spaces of quantum lattice spin systems has been introduced using the language of C*-algebraic quantum mechanics. First some old and new results about the state space of the quasi-local algebra of a quantum lattice spin system when endowed with either the natural metric topology or the weak* topology will be presented. Switching to the algebraic topological side, the homotopy groups of the unitary group of a UHF algebra will then be determined and it will be indicated that the pure state space of any UHF algebra in the weak* topology is weakly contractible. In addition, I will show at the example of non-commutative tori that also in the case of a not commutative C*-algebra, the homotopy type of the state space endowed with the weak* topology can be non-trivial and is neither deformation nor Morita invariant. Finally, I indicate how such tools together with methods from higher homotopy theory such as E_infinity spaces may lead to a framework for constructing Kitaev’s loop-spectrum of bosonic invertible gapped phases of matter. |
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9:00–9:30 am |
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Breakfast break |
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9:30–11:00 am |
CMSA |
Speed Talks Ben Gripaios, University of Cambridge Carolyn Zhang, Harvard University Roman Geiko, UCLA |
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11:00–11:15 am |
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break |
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11:15–12:45 pm |
CMSA |
Speed Talks continued Eric Roon, Michigan State University Dmitri Pavlov, Texas Tech University Bowen Shi, University of Illinois Urbana-Champaign |